linux-insides/interrupts/interrupts-1.md

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Interrupts and Interrupt Handling. Part 1.
================================================================================
Introduction
--------------------------------------------------------------------------------
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This is the first part of the new chapter of the [linux insides](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/) book. We have come a long way in the previous [chapter](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/index.html) of this book. We started from the earliest [steps](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/linux-initialization-1.html) of kernel initialization and finished with the [launch](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/linux-initialization-10.html) of the first `init` process. Yes, we saw several initialization steps which are related to the various kernel subsystems. But we did not dig deep into the details of these subsystems. With this chapter, we will try to understand how the various kernel subsystems work and how they are implemented. As you can already understand from the chapter's title, the first subsystem will be [interrupts](http://en.wikipedia.org/wiki/Interrupt).
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What is an Interrupt?
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--------------------------------------------------------------------------------
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We have already heard of the word `interrupt` in several parts of this book. We even saw a couple of examples of interrupt handlers. In the current chapter we will start from the theory i.e.,
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* What are `interrupts` ?
* What are `interrupt handlers`?
We will then continue to dig deeper into the details of `interrupts` and how the Linux kernel handles them.
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The first question that arises in our mind when we come across word `interrupt` is `What is an interrupt?` An interrupt is an `event` raised by software or hardware when it needs the CPU's attention. For example, we press a button on the keyboard and what do we expect next? What should the operating system and computer do after this? To simplify matters, assume that each peripheral device has an interrupt line to the CPU. A device can use it to signal an interrupt to the CPU. However, interrupts are not signaled directly to the CPU. In the old machines there was a [PIC](http://en.wikipedia.org/wiki/Programmable_Interrupt_Controller) which is a chip responsible for sequentially processing multiple interrupt requests from multiple devices. In the new machines there is an [Advanced Programmable Interrupt Controller](https://en.wikipedia.org/wiki/Advanced_Programmable_Interrupt_Controller) commonly known as - `APIC`. An `APIC` consists of two separate devices:
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* `Local APIC`
* `I/O APIC`
The first - `Local APIC` is located on each CPU core. The local APIC is responsible for handling the CPU-specific interrupt configuration. The local APIC is usually used to manage interrupts from the APIC-timer, thermal sensor and any other such locally connected I/O devices.
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The second - `I/O APIC` provides multi-processor interrupt management. It is used to distribute external interrupts among the CPU cores. More about the local and I/O APICs will be covered later in this chapter. As you can understand, interrupts can occur at any time. When an interrupt occurs, the operating system must handle it immediately. But what does it mean `to handle an interrupt`? When an interrupt occurs, the operating system must ensure the following steps:
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* The kernel must pause execution of the current process; (preempt current task);
* The kernel must search for the handler of the interrupt and transfer control (execute interrupt handler);
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* After the interrupt handler completes execution, the interrupted process can resume execution.
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Of course there are numerous intricacies involved in this procedure of handling interrupts. But the above 3 steps form the basic skeleton of the procedure.
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Addresses of each of the interrupt handlers are maintained in a special location referred to as the - `Interrupt Descriptor Table` or `IDT`. The processor uses a unique number for recognizing the type of interruption or exception. This number is called - `vector number`. A vector number is an index in the `IDT`. There is limited amount of the vector numbers and it can be from `0` to `255`. You can note the following range-check upon the vector number within the Linux kernel source-code:
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```C
BUG_ON((unsigned)n > 0xFF);
```
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You can find this check within the Linux kernel source code related to interrupt setup (eg. The `set_intr_gate`, `void set_system_intr_gate` in [arch/x86/include/asm/desc.h](https://github.com/torvalds/linux/blob/master/arch/x86/include/asm/desc.h)). The first 32 vector numbers from `0` to `31` are reserved by the processor and used for the processing of architecture-defined exceptions and interrupts. You can find the table with the description of these vector numbers in the second part of the Linux kernel initialization process - [Early interrupt and exception handling](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/linux-initialization-2.html). Vector numbers from `32` to `255` are designated as user-defined interrupts and are not reserved by the processor. These interrupts are generally assigned to external I/O devices to enable those devices to send interrupts to the processor.
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Now let's talk about the types of interrupts. Broadly speaking, we can split interrupts into 2 major classes:
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* External or hardware generated interrupts
* Software-generated interrupts
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The first - external interrupts are received through the `Local APIC` or pins on the processor which are connected to the `Local APIC`. The second - software-generated interrupts are caused by an exceptional condition in the processor itself (sometimes using special architecture-specific instructions). A common example for an exceptional condition is `division by zero`. Another example is exiting a program with the `syscall` instruction.
As mentioned earlier, an interrupt can occur at any time for a reason which the code and CPU have no control over. On the other hand, exceptions are `synchronous` with program execution and can be classified into 3 categories:
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* `Faults`
* `Traps`
* `Aborts`
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A `fault` is an exception reported before the execution of a "faulty" instruction (which can then be corrected). If corrected, it allows the interrupted program to be resume.
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Next a `trap` is an exception which is reported immediately following the execution of the `trap` instruction. Traps also allow the interrupted program to be continued just as a `fault` does.
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Finally an `abort` is an exception that does not always report the exact instruction which caused the exception and does not allow the interrupted program to be resumed.
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Also we already know from the previous [part](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Booting/linux-bootstrap-3.html) that interrupts can be classified as `maskable` and `non-maskable`. Maskable interrupts are interrupts which can be blocked with the two following instructions for `x86_64` - `sti` and `cli`. We can find them in the Linux kernel source code:
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```C
static inline void native_irq_disable(void)
{
asm volatile("cli": : :"memory");
}
```
and
```C
static inline void native_irq_enable(void)
{
asm volatile("sti": : :"memory");
}
```
These two instructions modify the `IF` flag bit within the interrupt register. The `sti` instruction sets the `IF` flag and the `cli` instruction clears this flag. Non-maskable interrupts are always reported. Usually any failure in the hardware is mapped to such non-maskable interrupts.
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If multiple exceptions or interrupts occur at the same time, the processor handles them in order of their predefined priorities. We can determine the priorities from the highest to the lowest in the following table:
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```
+----------------------------------------------------------------+
| | |
| Priority | Description |
| | |
+--------------+-------------------------------------------------+
| | Hardware Reset and Machine Checks |
| 1 | - RESET |
| | - Machine Check |
+--------------+-------------------------------------------------+
| | Trap on Task Switch |
| 2 | - T flag in TSS is set |
| | |
+--------------+-------------------------------------------------+
| | External Hardware Interventions |
| | - FLUSH |
| 3 | - STOPCLK |
| | - SMI |
| | - INIT |
+--------------+-------------------------------------------------+
| | Traps on the Previous Instruction |
| 4 | - Breakpoints |
| | - Debug Trap Exceptions |
+--------------+-------------------------------------------------+
| 5 | Nonmaskable Interrupts |
+--------------+-------------------------------------------------+
| 6 | Maskable Hardware Interrupts |
+--------------+-------------------------------------------------+
| 7 | Code Breakpoint Fault |
+--------------+-------------------------------------------------+
| 8 | Faults from Fetching Next Instruction |
| | Code-Segment Limit Violation |
| | Code Page Fault |
+--------------+-------------------------------------------------+
| | Faults from Decoding the Next Instruction |
| | Instruction length > 15 bytes |
| 9 | Invalid Opcode |
| | Coprocessor Not Available |
| | |
+--------------+-------------------------------------------------+
| 10 | Faults on Executing an Instruction |
| | Overflow |
| | Bound error |
| | Invalid TSS |
| | Segment Not Present |
| | Stack fault |
| | General Protection |
| | Data Page Fault |
| | Alignment Check |
| | x87 FPU Floating-point exception |
| | SIMD floating-point exception |
| | Virtualization exception |
+--------------+-------------------------------------------------+
```
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Now that we know a little about the various types of interrupts and exceptions, it is time to move on to a more practical part. We start with the description of the `Interrupt Descriptor Table`. As mentioned earlier, the `IDT` stores entry points of the interrupts and exceptions handlers. The `IDT` is similar in structure to the `Global Descriptor Table` which we saw in the second part of the [Kernel booting process](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Booting/linux-bootstrap-2.html). But of course it has some differences. Instead of `descriptors`, the `IDT` entries are called `gates`. It can contain one of the following gates:
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* Interrupt gates
* Task gates
* Trap gates.
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in the `x86` architecture. Only [long mode](http://en.wikipedia.org/wiki/Long_mode) interrupt gates and trap gates can be referenced in the `x86_64`. Like the `Global Descriptor Table`, the `Interrupt Descriptor table` is an array of 8-byte gates on `x86` and an array of 16-byte gates on `x86_64`. We can remember from the second part of the [Kernel booting process](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Booting/linux-bootstrap-2.html), that `Global Descriptor Table` must contain `NULL` descriptor as its first element. Unlike the `Global Descriptor Table`, the `Interrupt Descriptor Table` may contain a gate; it is not mandatory. For example, you may remember that we have loaded the Interrupt Descriptor table with the `NULL` gates only in the earlier [part](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Booting/linux-bootstrap-3.html) while transitioning into [protected mode](http://en.wikipedia.org/wiki/Protected_mode):
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```C
/*
* Set up the IDT
*/
static void setup_idt(void)
{
static const struct gdt_ptr null_idt = {0, 0};
asm volatile("lidtl %0" : : "m" (null_idt));
}
```
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from the [arch/x86/boot/pm.c](https://github.com/torvalds/linux/blob/master/arch/x86/boot/pm.c). The `Interrupt Descriptor table` can be located anywhere in the linear address space and the base address of it must be aligned on an 8-byte boundary on `x86` or 16-byte boundary on `x86_64`. The base address of the `IDT` is stored in the special register - `IDTR`. There are two instructions on `x86`-compatible processors to modify the `IDTR` register:
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* `LIDT`
* `SIDT`
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The first instruction `LIDT` is used to load the base-address of the `IDT` i.e., the specified operand into the `IDTR`. The second instruction `SIDT` is used to read and store the contents of the `IDTR` into the specified operand. The `IDTR` register is 48-bits on the `x86` and contains the following information:
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```
+-----------------------------------+----------------------+
| | |
| Base address of the IDT | Limit of the IDT |
| | |
+-----------------------------------+----------------------+
47 16 15 0
```
Looking at the implementation of `setup_idt`, we have prepared a `null_idt` and loaded it to the `IDTR` register with the `lidt` instruction. Note that `null_idt` has `gdt_ptr` type which is defined as:
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```C
struct gdt_ptr {
u16 len;
u32 ptr;
} __attribute__((packed));
```
Here we can see the definition of the structure with the two fields of 2-bytes and 4-bytes each (a total of 48-bits) as we can see in the diagram. Now let's look at the `IDT` entries structure. The `IDT` entries structure is an array of the 16-byte entries which are called gates in the `x86_64`. They have the following structure:
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```
127 96
+-------------------------------------------------------------------------------+
| |
| Reserved |
| |
+--------------------------------------------------------------------------------
95 64
+-------------------------------------------------------------------------------+
| |
| Offset 63..32 |
| |
+-------------------------------------------------------------------------------+
63 48 47 46 44 42 39 34 32
+-------------------------------------------------------------------------------+
| | | D | | | | | | |
| Offset 31..16 | P | P | 0 |Type |0 0 0 | 0 | 0 | IST |
| | | L | | | | | | |
-------------------------------------------------------------------------------+
31 16 15 0
+-------------------------------------------------------------------------------+
| | |
| Segment Selector | Offset 15..0 |
| | |
+-------------------------------------------------------------------------------+
```
To form an index into the IDT, the processor scales the exception or interrupt vector by sixteen. The processor handles the occurrence of exceptions and interrupts just like it handles calls of a procedure when it sees the `call` instruction. A processor uses an unique number or `vector number` of the interrupt or the exception as the index to find the necessary `Interrupt Descriptor Table` entry. Now let's take a closer look at an `IDT` entry.
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As we can see, `IDT` entry on the diagram consists of the following fields:
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* `0-15` bits - offset from the segment selector which is used by the processor as the base address of the entry point of the interrupt handler;
* `16-31` bits - base address of the segment select which contains the entry point of the interrupt handler;
* `IST` - a new special mechanism in the `x86_64`, will see it later;
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* `DPL` - Descriptor Privilege Level;
* `P` - Segment Present flag;
* `48-63` bits - second part of the handler base address;
* `64-95` bits - third part of the base address of the handler;
* `96-127` bits - and the last bits are reserved by the CPU.
And the last `Type` field describes the type of the `IDT` entry. There are three different kinds of handlers for interrupts:
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* Interrupt gate
* Trap gate
* Task gate
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The `IST` or `Interrupt Stack Table` is a new mechanism in the `x86_64`. It is used as an alternative to the legacy stack-switch mechanism. Previously the `x86` architecture provided a mechanism to automatically switch stack frames in response to an interrupt. The `IST` is a modified version of the `x86` Stack switching mode. This mechanism unconditionally switches stacks when it is enabled and can be enabled for any interrupt in the `IDT` entry related with the certain interrupt (we will soon see it). From this we can understand that `IST` is not necessary for all interrupts. Some interrupts can continue to use the legacy stack switching mode. The `IST` mechanism provides up to seven `IST` pointers in the [Task State Segment](http://en.wikipedia.org/wiki/Task_state_segment) or `TSS` which is the special structure which contains information about a process. The `TSS` is used for stack switching during the execution of an interrupt or exception handler in the Linux kernel. Each pointer is referenced by an interrupt gate from the `IDT`.
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The `Interrupt Descriptor Table` represented by the array of the `gate_desc` structures:
```C
extern gate_desc idt_table[];
```
where `gate_desc` is:
```C
#ifdef CONFIG_X86_64
...
...
...
typedef struct gate_struct64 gate_desc;
...
...
...
#endif
```
and `gate_struct64` defined as:
```C
struct gate_struct64 {
u16 offset_low;
u16 segment;
unsigned ist : 3, zero0 : 5, type : 5, dpl : 2, p : 1;
u16 offset_middle;
u32 offset_high;
u32 zero1;
} __attribute__((packed));
```
Each active thread has a large stack in the Linux kernel for the `x86_64` architecture. The stack size is defined as `THREAD_SIZE` and is equal to:
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```C
#define PAGE_SHIFT 12
#define PAGE_SIZE (_AC(1,UL) << PAGE_SHIFT)
...
...
...
#define THREAD_SIZE_ORDER (2 + KASAN_STACK_ORDER)
#define THREAD_SIZE (PAGE_SIZE << THREAD_SIZE_ORDER)
```
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The `PAGE_SIZE` is `4096`-bytes and the `THREAD_SIZE_ORDER` depends on the `KASAN_STACK_ORDER`. As we can see, the `KASAN_STACK` depends on the `CONFIG_KASAN` kernel configuration parameter and is defined as:
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```C
#ifdef CONFIG_KASAN
#define KASAN_STACK_ORDER 1
#else
#define KASAN_STACK_ORDER 0
#endif
```
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`KASan` is a runtime memory [debugger](http://lwn.net/Articles/618180/). Thus, the `THREAD_SIZE` will be `16384` bytes if `CONFIG_KASAN` is disabled or `32768` if this kernel configuration option is enabled. These stacks contain useful data as long as a thread is alive or in a zombie state. While the thread is in user-space, the kernel stack is empty except for the `thread_info` structure (details about this structure are available in the fourth [part](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/linux-initialization-4.html) of the Linux kernel initialization process) at the bottom of the stack. The active or zombie threads aren't the only threads with their own stack. There also exist specialized stacks that are associated with each available CPU. These stacks are active when the kernel is executing on that CPU. When the user-space is executing on the CPU, these stacks do not contain any useful information. Each CPU has a few special per-cpu stacks as well. The first is the `interrupt stack` used for the external hardware interrupts. Its size is determined as follows:
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```C
#define IRQ_STACK_ORDER (2 + KASAN_STACK_ORDER)
#define IRQ_STACK_SIZE (PAGE_SIZE << IRQ_STACK_ORDER)
```
or `16384` bytes. The per-cpu interrupt stack represented by the `irq_stack_union` union in the Linux kernel for `x86_64`:
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```C
union irq_stack_union {
char irq_stack[IRQ_STACK_SIZE];
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struct {
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char gs_base[40];
unsigned long stack_canary;
};
};
```
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The first `irq_stack` field is a 16 kilobytes array. Also you can see that `irq_stack_union` contains a structure with the two fields:
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* `gs_base` - The `gs` register always points to the bottom of the `irqstack` union. On the `x86_64`, the `gs` register is shared by per-cpu area and stack canary (more about `per-cpu` variables you can read in the special [part](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Concepts/per-cpu.html)). All per-cpu symbols are zero based and the `gs` points to the base of the per-cpu area. You already know that [segmented memory model](http://en.wikipedia.org/wiki/Memory_segmentation) is abolished in the long mode, but we can set the base address for the two segment registers - `fs` and `gs` with the [Model specific registers](http://en.wikipedia.org/wiki/Model-specific_register) and these registers can be still be used as address registers. If you remember the first [part](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/linux-initialization-1.html) of the Linux kernel initialization process, you can remember that we have set the `gs` register:
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```assembly
movl $MSR_GS_BASE,%ecx
movl initial_gs(%rip),%eax
movl initial_gs+4(%rip),%edx
wrmsr
```
where `initial_gs` points to the `irq_stack_union`:
```assembly
GLOBAL(initial_gs)
.quad INIT_PER_CPU_VAR(irq_stack_union)
```
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* `stack_canary` - [Stack canary](http://en.wikipedia.org/wiki/Stack_buffer_overflow#Stack_canaries) for the interrupt stack is a `stack protector`
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to verify that the stack hasn't been overwritten. Note that `gs_base` is a 40 bytes array. `GCC` requires that stack canary will be on the fixed offset from the base of the `gs` and its value must be `40` for the `x86_64` and `20` for the `x86`.
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The `irq_stack_union` is the first datum in the `percpu` area, we can see it in the `System.map`:
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```
0000000000000000 D __per_cpu_start
0000000000000000 D irq_stack_union
0000000000004000 d exception_stacks
0000000000009000 D gdt_page
...
...
...
```
We can see its definition in the code:
```C
DECLARE_PER_CPU_FIRST(union irq_stack_union, irq_stack_union) __visible;
```
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Now, it's time to look at the initialization of the `irq_stack_union`. Besides the `irq_stack_union` definition, we can see the definition of the following per-cpu variables in the [arch/x86/include/asm/processor.h](https://github.com/torvalds/linux/blob/master/arch/x86/include/asm/processor.h):
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```C
DECLARE_PER_CPU(char *, irq_stack_ptr);
DECLARE_PER_CPU(unsigned int, irq_count);
```
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The first is the `irq_stack_ptr` pointer. From the variable's name, it is obvious that this is a pointer to the top of the stack. The second - `irq_count` is used to check if a CPU is already on an interrupt stack or not. Initialization of the `irq_stack_ptr` is located in the `setup_per_cpu_areas` function in [arch/x86/kernel/setup_percpu.c](https://github.com/torvalds/linux/blob/master/arch/x86/kernel/setup_percpu.c) source code file and looks:
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```C
void __init setup_per_cpu_areas(void)
{
#ifdef CONFIG_X86_64
for_each_possible_cpu(cpu) {
...
...
...
per_cpu(irq_stack_ptr, cpu) =
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per_cpu(irq_stack_union.irq_stack, cpu) + IRQ_STACK_SIZE;
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...
...
...
#endif
}
```
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Here we go over all the CPUs one-by-one and setup `irq_stack_ptr`.
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We already know that `x86_64` has a feature called `Interrupt Stack Table` or `IST` and this feature provides the ability to switch to a new stack for events non-maskable interrupt, double fault etc. There can be up to seven `IST` entries per-cpu. Some of them are:
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* `DOUBLEFAULT_STACK`
* `NMI_STACK`
* `DEBUG_STACK`
* `MCE_STACK`
or
```C
#define DOUBLEFAULT_STACK 1
#define NMI_STACK 2
#define DEBUG_STACK 3
#define MCE_STACK 4
```
All interrupt-gate descriptors which switch to a new stack with the `IST` are initialized with the `set_intr_gate_ist` function. For example:
```C
set_intr_gate_ist(X86_TRAP_NMI, &nmi, NMI_STACK);
...
...
...
set_intr_gate_ist(X86_TRAP_DF, &double_fault, DOUBLEFAULT_STACK);
```
where `&nmi` and `&double_fault` are addresses of the entries to the given interrupt handlers:
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```C
asmlinkage void nmi(void);
asmlinkage void double_fault(void);
```
defined in the [arch/x86/kernel/entry_64.S](https://github.com/torvalds/linux/blob/master/arch/x86/kernel/entry_64.S)
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```assembly
idtentry double_fault do_double_fault has_error_code=1 paranoid=2
...
...
...
ENTRY(nmi)
...
...
...
END(nmi)
```
When an interrupt or an exception occurs, the new `ss` selector is forced to `NULL` and the `ss` selectors `rpl` field is set to the new `cpl`. The old `ss`, `rsp`, register flags, `cs`, `rip` are pushed onto the new stack. In 64-bit mode, the size of interrupt stack-frame pushes is fixed at 8-bytes, so we will get the following stack:
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```
+---------------+
| |
| SS | 40
| RSP | 32
| RFLAGS | 24
| CS | 16
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| RIP | 8
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| Error code | 0
| |
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+---------------+
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```
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If the `IST` field in the interrupt gate is not `0`, we read the `IST` pointer into `rsp`. If the interrupt vector number has an error code associated with it, we then push the error code onto the stack. If the interrupt vector number has no error code, we go ahead and push the dummy error code on to the stack. We need to do this to ensure stack consistency. Next, we load the segment-selector field from the gate descriptor into the CS register and must verify that the target code-segment is a 64-bit mode code segment by the checking bit `21` i.e. the `L` bit in the `Global Descriptor Table`. Finally we load the offset field from the gate descriptor into `rip` which will be the entry-point of the interrupt handler. After this the interrupt handler begins to execute and when the interrupt handler finishes its execution, it must return control to the interrupted process with the `iret` instruction. The `iret` instruction unconditionally pops the stack pointer (`ss:rsp`) to restore the stack of the interrupted process and does not depend on the `cpl` change.
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That's all.
Conclusion
--------------------------------------------------------------------------------
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It is the end of the first part of `Interrupts and Interrupt Handling` in the Linux kernel. We covered some theory and the first steps of initialization of stuffs related to interrupts and exceptions. In the next part we will continue to dive into the more practical aspects of interrupts and interrupt handling.
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If you have any questions or suggestions write me a comment or ping me at [twitter](https://twitter.com/0xAX).
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**Please note that English is not my first language, And I am really sorry for any inconvenience. If you find any mistakes please send me a PR to [linux-insides](https://github.com/0xAX/linux-insides).**
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Links
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* [PIC](http://en.wikipedia.org/wiki/Programmable_Interrupt_Controller)
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* [Advanced Programmable Interrupt Controller](https://en.wikipedia.org/wiki/Advanced_Programmable_Interrupt_Controller)
* [protected mode](http://en.wikipedia.org/wiki/Protected_mode)
* [long mode](http://en.wikipedia.org/wiki/Long_mode)
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* [kernel stacks](https://www.kernel.org/doc/Documentation/x86/kernel-stacks)
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* [Task State Segment](http://en.wikipedia.org/wiki/Task_state_segment)
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* [segmented memory model](http://en.wikipedia.org/wiki/Memory_segmentation)
* [Model specific registers](http://en.wikipedia.org/wiki/Model-specific_register)
* [Stack canary](http://en.wikipedia.org/wiki/Stack_buffer_overflow#Stack_canaries)
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* [Previous chapter](https://proninyaroslav.gitbooks.io/linux-insides-ru/content/Initialization/index.html)